Stephen Humenik


Of Counsel
Covington and Burling

Check out the incredible speaker line-up to see who will be joining Stephen.

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Summit Day 1

Friday, February 6th, 2015


11:30 Fireside Chat: Clarifying MiFID II - What does the impending EU reform mean for US entities?

While the implementation date for MiFID II is debated by EU policymakers, one thing that is guaranteed will be the major implications that MiFID II is going to have across global fixed income markets. For anyone trading across global markets, this session is a ‘must-not-miss’ where you will learn:

  • What is the current status of MiFID II in Europe and how will the timelines impact US firms?
  • EU vs. US transparency requirements and differentiation - How do you manage accounts that fall under EU regulations?
  • How will MiFID II impact a US entity’s ability to access EU liquidity and how can this be overcome?
  • What impacts will MiFID II have on the European market structure and what will this mean for the US landscape?
  • Are MiFID II rules leading to increased fragmentation between the US and EU markets?

11:50 Regulation Roundtables: Get to grips with the most pressing regulatory hurdles impacting your trading strategy

The regulatory bandwagon rolls on, and there are a number of different policies which have been put on the table which have been designed to increase transparency, improve trading protocols and ensure best execution. These roundtables are open to a maximum of 10 delegates each, to entice an open, interactive discussion and will be hosted by one subject matter expert. Network with your peers to establish best practice processes to overcome your biggest regulatory hurdle:

Roundtable 1: TRACE- How can TRACE be improved to increase transparency without hindering liquidity?
Chris White, CEO, ViableMKTS

Roundtable 2: MiFID II - What needs to be put in place now for US firms to prepare for MiFID II implementation?
Stephen Humenik, Of Counsel, Covington and Burling, formerly SEC

Roundtable 3: Unbundling - How will research and commission costs be broken down under the new reform and what will this mean for US markets?
Paul Aston, CEO and Director, Tixall Global Advisors

Roundtable 4: Dodd Frank and the Volcker Rule- What impact will this have on the buy side?
Mayra Rodriguez Valladares, Managing Principal, MRV Associate